personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private
promoting innovation and optimizing the benefits of digital technology. The Personal Data Protection Act (PDPA) is part of a series of digital laws which aims to increase and strengthen Thailand’s
Website "https://personal-app-desktops.com/" : Unlicensed digital asset business (Disclosure Date : 05/01/2026)
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
+" Campaign and a Personal Finance 101 workshop for people aged 50 and above. The workshop aimed to help participants practice managing their portfolios based on their risk levels, share experiences of
lifestyle and provide answer to any questions about investment as though having own personal adviser. Mobile App ?start-to-invest? can be downloaded free-of-charge from App store via iPhone and iPad today
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “การเตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง Personal Data Protection” เพื่อให้หน่วยงานภายใต้การกำกับดูแล รวมถึง
fiduciary duties owed to their clients would undermine the integrity of the industry and the capital market as a whole. The SEC will not tolerate dishonest conducts of market professionals who seek personal