who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The case also involves seeking unlawful gains and consenting to the omission of the B/E transaction rec...
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I
, unless permission has been granted by the Office to open or close its office at any other hours or days.
cost The Company and its subsidiaries’ financial cost from loan and permission note were Baht 68 million or decreased from the same period of previous year by Baht 1 million due to the interest rate was
trading decisions on behalf of the clients, regardless of the client's permission or authorization. In this regard, {A}'s action was deemed as obtaining authorization from clients to make securities trading
subsidiaries’ financial cost from loan and permission note were Baht 16.89 million or decreased from the same period of previous year by Baht 1.18 million or 6.57% due to the interest rate was decreased and
4 The Company and its subsidiaries’ financial cost from loan and permission note were Baht 16 million or decreased from the same period of previous year by Baht 3 million or 16% due to the interest