The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
sort out the training and renewal requirements during the social distancing period. In this regard, fund managers, derivatives fund managers, investment analysts, investment consultants and investment
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
Office of the Securities and Exchange Commission No. OrNor. 2/2545 Re: Permission for Appointment of Advisor of Investment Advisory Company dated 29 January 2002; (8) The Notification of the Office of the
Clinic in the Zones as follows, totaling to 25 Branches. Franchise period of each branch when HHC commenced the operation is 12 years (Agreement period 8 years and Automatic renewal 4 years as from the
COMPANY LIMITED Disclosure Business News ( 5 record(s) found) Date Time Heading Link 10/08/2022 19:13 Connected transaction: Renewal of a hotel management advisor agreement 09/08/2021 17:25 Connected
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant