แอปพลิเคชัน ชื่อ ULELA, Facebook page ชื่อ Erin Clerval Scott และ LINE Group ชื่อ Following large-cap traders VIP-2 : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)
แอปพลิเคชัน ชื่อ ULELA, Facebook page ชื่อ Erin Clerval Scott และ LINE Group ชื่อ Following large-cap traders VIP-2 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล
exploiting client?s assets for personal interest. Following Thanachart's report, the SEC probed into the case and found that {A} traded high volume of securities in the client's account without permission for
No. TorThor. 45/2553 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2) _____________ By virtue of
Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management company has sound
procedures prescribed by the Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management
of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
for Permission and Granting Permission to Management Companies to Establish a Branch Office, dated 22 May 2007, the Office shall take into account the following matters: (1) shareholders’ equity of the