Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
characteristics under the SEC Office Notification concerning financial advisor approval and scope of performance B.E. 2552. The SEC, therefore, revoked the financial advisor supervisor approval granting to {A}.In
Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Microsoft Word - Performance Q3_2561_English_ (Translation) NAWARAT PATANAKARN PUBLIC COMPANY LIMITED SUMMARY OF FINANCIAL POSITION AND PERFORMANCE FOR THE PERIOD OF THREE MONTHS ENDED SEPTEMBER 30
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Microsoft Word - Performance Q3_2561 _Thai_ kk บริษัท เนาวรัตน์พฒันาการ จาํกัด (มหาชน) คาํชีแจงฐานะการเงนิและผลการดาํเนินงาน สําหรับงวดสามเดือน สินสุดวนัที& 30 กันยายน 2561 1. วเิคราะห์ผลการดาํเนิน
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Common share | Initial Public Offering | Offering Date - 00/00/0000 - 00/00/0000