Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
any particular employer; (3) The definition of ?associated company of the employer? will refer to parent company and subsidiary company in accordance with the accounting standard concerning
the investment units are categorized into multiple types, the information above shall be shown categorically according to the respective types of the investment units. Clause 7 The particular on the
categorized as connected transactions and issues and offers new ordinary shares to the private placement (Addition No.2) 17/12/2021 17:05 Notification of Resolution of the Board of Directors' meeting No.7/2021
based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular
categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
and answers about the channels for investors to receive additional information about the mutual fund. Clause 12 The particular on risk factors of the mutual fund shall disclose information about the
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
investors.In addition, the SEC asked asset management company to develop mutual funds to serve demand for savings and tailored for particular groups of investors, for instance (i) mutual funds for savings