Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
investors.In addition, the SEC asked asset management company to develop mutual funds to serve demand for savings and tailored for particular groups of investors, for instance (i) mutual funds for savings
, and infrastructure funds. The proposed issues concern seeking the unitholders? resolution that either impacts all classes or a particular class of investment units; counting votes of persons or group
ปูแบบรายงานทีส่ง่ผา่นระบบ OFAR และ Validation Message) การปรบัปรงุ วนัทีป่รบัปรงุ วนัทีม่ผีล รายละเอยีดการปรบัปรงุ คร ัง้ที ่1 30 ม.ค. 63 1 ก.พ. 64 1. เพิม่รปูแบบและเงือ่นไข validation รวมทัง้ชดุ code
หนา้จอ Submit ใหค้ลิก Verify เพื่อใหร้ะบบตรวจสอบขอ้มูลก่อนส่ง (Simple Validation) 2.9. ถา้ไม่พบขอ้ผดิพลาดในขั้นตอน Simple Validation ระบบจะแสดงขอ้ความ ‚Your selected report on ….. passed validation
possible, result in credit ratings that can be subjected to some form of objective validation based on historical experience. 1.2 Credit ratings should reflect all information known and believed to be