Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed
Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation (No. 2)
Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation
fees and expenses; (14) dissolution of mutual fund. Clause 4 The particular on the specific characteristics of mutual fund shall contain summarized details of mutual fund as follows: (1) name of the
carried out in accordance with the policy, investment objective, and investment limit of each particular fund. Guidelines 3.2.1 Investment Consideration (1) Prescription of the structure, roles and duties
Organisational structure 1.1 Segregation of work units and responsibilities Objective A management company shall have organisational structure that reflects the systematic segregation of duties. The mission
), and UN Women once again hosted the “Ring the Bell for Gender Equality” initiative at the Stock Exchange of Thailand on 11 March 2024.The main objective of the ‘bell ringing’ is to bring attention to
such asset; “association” means the association related to securities businesses whose establishment is approved by and registered with the SEC Office with the objective of promoting and developing
uses of network services; (4) verify the identity of users in networks, in particular, if the dynamic IP address is used. 5.2 User Access Management Objective: To ensure authorized user access and to