Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to investors correctly and completely and without sufficiently notifying or giving information that was import...

orders as well as incompletely prepared such documents as determined by the company.  Thus, the SEC publicly disclosed her inappropriate behavior and recorded such behavior for future reference if breach

Baht 31.1 million Y-O-Y due primarily to lower sales delayed to 2nd half year of 2019, and a cost adjustment for employee benefits amount Baht 6.3 million (partially out of the said provision Baht 23.7

issuance and allocation would be more market-driven, and REIT would be allowed to invest in real estate overseas and partially take part in the development of the property as well as apply for more loans

accounting records to be inaccurate and inconsistent with the facts. In arranging for falsification of the IEC financial statements; Mr. Bhusana and Mr. Chanchai made up fake documents and partially paid for

records to be inaccurate and inconsistent with the facts. In arranging for falsification of the IEC financial statements; Mr. Bhusana and Mr. Chanchai made up fake documents and partially paid for the debt

and partially paid for the debt owed by Mr. Sutat, who had agreed to take on the debt for Mr. Sutin Jaitham and Ms. Charuwan Bhusanabhibankup, to mislead the company's auditor into believing that

and partially paid for the debt owed by Mr. Sutat Suklert, who had agreed to take on the debt for Mr. Sutin and Ms. Charuwan Bhusanabhibankup, to mislead the company's auditor into believing that

made up fake documents and partially paid for the debt owed by Mr. Sutat Suklert, who had agreed to take on the debt for Mr. Sutin Jaitham and Ms. Charuwan, to mislead the company's auditor into

up fake documents and partially paid for the debt owed by Mr. Suthat Suklert, who had agreed to take on the debt for Mr. Sutin Jaitham and Ms. Charuwan Bhusanabhibankup, to mislead the company's