worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
), Sunshine International Co., Ltd., Aqua Corporation Co., Ltd., and Mrs. Chompis Bunnag on October 27, 2010 is deemed incomplete under SEC regulation. This is because the tender offer does not include material
was notified by the competent officer to comply with such orders, Zipmex delivered only partial or incomplete information. In addition, Zipmex delayed the delivery of information requested by the
transactions in the wallet. In this regard, although he was notified by the competent officer to comply with such orders, he delivered only partial or incomplete information. In addition, he delayed the delivery
GENERAL ENVIRONMENTAL CONSERVATION PUBLIC COMPANY LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 19/02/2021 17:12 Execution of Agreements to Lease Partial Office Space from
, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director
/2021 17:52 Convening of the EGM No. 2/2021, the sales of partial media advertising assets to connected person, and the issuance and offering of newly issued ordinary shares to the existing shareholders
Item 1: consideration for approval of an extension of the bond maturity dates for a period of two years; Agenda Item 2: consideration for approval of partial repayment of the principals of the bonds