will be required to comply with the regulations on business operations standards within 90 days from the publication date of the regulations. The consultation paper is available at https://www.sec.or.th
operating system with a view to applying the same and consistent standards to all types of business operators. In addition, the rules will be revised to be more appropriate. The consultation paper is
other business operators, such as banks. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested public are welcome to submit comments through the website
securities business, derivatives business, or digital asset business without a license or registration. The consultation paper is available on https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=963
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
organized under the MoU with four leading business schools aiming to provide a platform for capital market research presentation and implementation in developing the capital market. The Faculty of Commerce
seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https
proposed amendments will also facilitate the transformation of existing associations to become organizations of capital market business operators.The consultation paper is available on www.sec.or.th
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH
Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing intermediaries? business continuity management (BCM) and service outsourcing to enhance their