Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
างประกาศฯ เพื่อใหครอบคลุมประเด็นดังกลาวและไมเปน อุปสรรคกับบริษัทที่ยื่นคําขออนุญาต 3.2 การเขาอบรมหลักสูตร orientation และอบรมเพื่อพัฒนาความรูทางดานบัญช ี ประเด็นที่เสนอ ผูแสดงความคิดเห็นมีความ
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could
Competition Act B.E. 2542 (1999). Effective October 7, 2017, the new law improves governing measures for trade competition for greater clarity and efficiency, in particular with regard to operations of entities
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
>1.1.2 การเข้ารับการอบรม (1) ต้องเข้ารับการอบรมหลักสูตรเตรียมความพร้อมทางบัญชีและการเงิน (“orientation”) ไม่น้อยกว่า 12 ชั่วโมง (ครั้งแรก) โดยมีเนื้อหาหลักสูตรเกี่ยว
of providing a self-service platform for customers through the use of communication equipments or computer while the office of securities company is closed , such securities company shall open 24 hours
Minister of Finance) shall propose that competent authorities governing financial institutions consider taking necessary actions. This new law was published in the Government Gazette on November 21, 2018