The Securities and Exchange Commission (SEC), in collaboration with the Bank of Thailand (BOT), the Office of Insurance Commission (OIC) and the Thai Bankers’ Association, organized the Financial

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of

, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor

Section 300 in conjunction with Section 240 of the SEA.   The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction on both offenders, comprising civil penalties and

Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on Mr. Pongsak Lothongkam, requiring him to pay a civil penalty, a compensation at an equal amount to the benefit received, and a

the SEA, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the SEA.  The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the four

while knowing or possessing the inside information given by Kitti was deemed a violation of Section 242(1) and liable to the penalties under Section 296 and Section 296/2 of the SEA. The Civil Sanction

conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act.   The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on

with Section 86 of the Criminal Code.  The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction whereby Chanyarat and Eakarat must pay a separate civil penalty and compensate