The Securities and Exchange Commission (SEC), in collaboration with the Bank of Thailand (BOT), the Office of Insurance Commission (OIC) and the Thai Bankers’ Association, organized the Financial

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and

, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางพรอนงค์ บุษราตระกูล เลขาธิการ พร้อมคณะผู้บริหาร ให้การต้อนรับคณะผู้แทนจาก Monetary Authority of Singapore (MAS) นำโดย Mr. Sopnendu

sellers who have benefited more than they should have (in cases where they still have a sufficient number of units at the time of compensation);   (2)  To increase flexibility for AMCs to pay monetary

Arbitral Procedure Organized by the SEC Office (No. 2)

November in Singapore. The SEC engaged in various meetings and seminars, including discussions with representatives from the Monetary Authority of Singapore (MAS) to exchange knowledge, experiences, and

organized seminars at two other hotels in Bangkok and Chiang Rai Province to solicit investments in a similar manner.    Mandawee Tour's misconduct of securities offering in the category of debenture without

region presented an overview of the industry and the process of submitting the sale offer in each country, at the Industry Day Seminar organized by the Monetary Authority of Singapore. At this event, a

Capital Market Competitiveness Development, Mrs. Methini Thepmanee – Chairman of Sub-Committee on Digital Strategy of Capital Markets and SEC executives on 11 November 2019, that “SFF 2019 is organized