The Securities and Exchange Commission (SEC), in collaboration with the Bank of Thailand (BOT), the Office of Insurance Commission (OIC) and the Thai Bankers’ Association, organized the Financial
Miss Areewan Aimdilokwong, Assistant Secretary-General of the Securities and Exchange Commission (SEC), delivered opening remarks at the “Kick Off – AGM Checklist 2026” event organized by the Thai
regulatory oversight in response to future changes. The lectures were delivered as part of the Prep for Fund Manager: Professional Preparation Program for Financial Advisors, Batch 5, organized by KH Academy
Following a report from KTB and the SEC’s further investigation, it was found that during the period from 2024 to 2025, Miss Wannapat misappropriated the assets of two clients in the total amount of
Following a report from KTB and the SEC’s further fact-finding, it was found that, during 2014–2021, Ms. Narueorn engaged in misconduct involving investor assets by continuously and secretly
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and
The Securities and Exchange Commission, Thailand (SEC), organized a study visit for the Securities Commission Malaysia (SC Malaysia), led by Dato’ Mohammad Faiz Azmi, Chairman, along with senior
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor