Bangkok, October 5, 2015 ? The SEC notified Polaris Capital Public Company Limited (POLAR) to submit and clarify all information within seven days as well as ordered the approval of POLAR capital
statements and cooperate with the auditors in auditing its 2010 and 2011 financial statements 30/08/2011 YARNAPUND PUBLIC COMPANY LIMITED SEC has ordered YNP to amend its financial statements Quarter 3, 2010
ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling
Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc
ordered CPAXT to further clarify related matters, for example, the Board of Directors’ opinions, the Audit Committee’s consideration for approval of the joint investment in The Happitat Project, the fair
Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the
On 25 November 2023, the SEC ordered Zipmex to rectify its financial condition to comply with the rules on fund maintenance as the company failed to do so and subsequently suspended its business
Complex Type 2 Investment Consultant