’ meeting on the said date in which the meeting had resolved to call for an Annual General Meeting of Shareholders for 2024. Even so, NUSA has yet to inform the SEC on the change of the 3 new directors in
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC
Mr. Kusol Sangkananth Mr. Kusol Sangkananth, Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in
Mr.Kusol Sangkananth Mr. Kusol Sangkananth, Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in
Mr. Kusol Sangkananth Mr. Kusol Sangkananth, a former Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited (“MAX”), did not order or act in
act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the the reviewed financial statements for Q2/2023 within the period as specified by the notification
another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2