Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012.  The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...

The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

Bangkok, February 8, 2011 ? The Criminal Court has extended the freezing order against assets of Wichai Chaisathaporn for another 90 days from January 25, 2011. Earlier on May 27, 2010, the SEC filed

. 1/2016 Settlement Committee Order No. 3/2016 Dated 17/02/2016

Order No. 7/2016 Dated 16/03/2016

/2016 Settlement Committee Order No. 8/2016 Dated 16/03/2016

Meeting No. 2/2016 Settlement Committee Order No. 11/2016 Dated 16/03/2016

S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 12/2016 Dated 16/03/2016

the Penal Code Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 13/2016 Dated 16/03/2016