and major shareholder of WHA, disseminate news about the negotiation of purchase deal with other listed company by giving interview to The Press which may cause any other person to understand that the

Superblock Public Company Limited Superblock Public Company Limited (“SUPER”), a securities issuer, failed to prepare and submit the audited financial statements for the year 2015 to the Stock

outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6

and submit the annual registration statement for the year 2016 (Form 56-1, 2016) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. SEC Act S.300

and submit the reviewed financial statements for Q1/2017 to the SEC Office and the Stock Exchange of Thailand within the specified period, resulting in the company’s violation of section 56. SEC Act

Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

Mr.Phornlert Techarattanopas Mr.Phornlert Techarattanopas colluded with Energy Mahanakhon Company limited ("EMN") and Miss Yaowalug Pukpikul offered to sale EMN stock as a newly issued

Miss Yaowalug Pukpikul Miss Yaowalug Pukpikul colluded with Energy Mahanakhon Company limited ("EMN") and Mr. Phornlert Techarattanopas offered to sale EMN stock as a newly issued

2022 through the transmission system as prescribed by the Stock Exchange of Thailand. Later, the rectified was filed on August 15, 2023 SEC Act S.56(2) Settlement Committee Meeting No. 4/2025