Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
The Securities and Exchange Commission (SEC) supported the Digital Library Project initiated by the Department of Children and Youth (DCY), the Ministry of Social Development and Human Security (MSDHS). As part of this initiative, the DCY co-organized a donation of computers and equipment to a group of Phiang Luang School and Border Patrol Police School (a total of 13 schools in the northern region of Thailand). The donation was presented by Mr. Thaneadpon Thanaboonyawat, Secretary to the...
Society to provide financial aid for flood victims in northern Thailand. Mr. Khan Prachuabmoh, Director of the Fund Raising Bureau of the Thai Red Cross Society, accepted the donation on 16 September 2024
Under SEC’s proposed disclosure requirements, funds that invest in leasehold rights of real estates or in future revenue sharing contracts of infrastructure projects (leasehold funds) are required to disclose this information to warn investors before they make investment decisions. For example, leasehold property funds (Type1), which are prohibited from investing in new assets, must give clear warnings at the end of the funds’ names. While REITs and infrastructure funds with remaining ag...
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
Miss Panida Trongthammakit During the period of 1 March 2559 to 12 Mpermitting himnd During the period of 25 May 2559 to 10 August 2559 (morning), Miss Panida Trongthammakit aid and abet Mr. Winai
Miss Kanyarat Trongthammakit During the period of 25 May 2559 to 10 August 2559 (morning), Miss Kanyarat Trongthammakit aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities
Miss Woranart Wangsomboondee During the period of 25 May 2559 to 10 August 2559 (morning), Miss Woranart Wangsomboondee aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities