Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
related parties to increase efficiency, under the Strong Listed Companies Project, which was initiated around 2022 year-end and is expected to propose for the SEC Board’s approval this July.” Mr
governance, sustainability disclosure, and regional and international standards for Thai listed companies," Mr. Kulvech concluded.The ASEAN CG Scorecard was initiated by ACMF in 2012 with support from ASEAN
landfill, increase the private companies’ plastic recycling through the recycle/upcycle process, and therefore improve a circular economy. The “Send Plastic Home” project was initiated with the support
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
business. The company is able to maintain current customers, nevertheless, the plan is to clear out all of the remaining Inventory as soon as possible. The company, therefore, has initiated a contract
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational