Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
>> Documents Adobe PDF ( 3 ) http://172.19.1.196:8983/solr/secweb/select?q=simulated authentic OR "simulated authentic" OR "virtual genuine" OR "virtual real" OR "simulated genuine" OR "simulated real"&wt=json
management, operational management and internal control system which at least shall contain: (a) the policy and measure in writing; (b) the determination and amendment of such policy and measure each time has
"electronic actual" OR "electronic genuine" OR "computerized actual" OR "computerized genuine"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field
=digital real estate OR "digital real estate" OR "electronic actual" OR "electronic genuine" OR "computerized actual" OR "computerized genuine"&wt=json&indent=true&facet=true&facet.field=key_filetype
estate OR "digital real estate" OR "electronic actual" OR "electronic genuine" OR "computerized actual" OR "computerized genuine"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field