Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
product availability is currently considered to be manageable. Sales, Demand, and Temporary Store Closures We have focused on ensuring continuity and efficiency in serving our customers’ needs, while also
and the capacity of supporting services. Nevertheless, although online sales surged significantly, these could not compensate for the loss of sales resulting from store closures. - May: During the first
international school catering business was also adversely affected by school closures. However, DTC has adjusted operational, financial, and investment plans to mitigate the COVID-19 impact and to grow business
building customer perception around service quality offering 24- month contracts with guaranteed quality service key differentiation. 3Q21 Operational summary In 3Q21, despite the shop closures for two
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No