In this regard, by virtue of Paragraph 1 of Section 35of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), the SEC Board, at the Meeting No. 2/2564 dated 18 January 2021, has
Project conducted in partnership with various market stakeholders, governmental agencies, private entities, and the Anti Online Scam Operation Center (AOC) under the Ministry of Digital Economy and
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular 2/2555 22/02/2012 Contact The Securities and Exchange
e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular 2/2555 22/02/2012 Contact The Securities and Exchange
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorMor. 10/2559
e-service Online Submission Limited BDU >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis) 05/06
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 7/2560 16/02/2017
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorThor. 68/2547
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Circular 23/2545 16/07/2002 Contact The Securities and Exchange