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SEC and three associations co-organize panel discussion on cybersecurity for risk management and IT audit personnel of business operators in the capital market

Cyber Threats,” along with a lecture titled “GRE-2AT Clinic: Integrating Cybersecurity, AI, and Enterprise Risk Management (ERM),” delivered by distinguished speakers from the three associations. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11835

SEC seeks public comments on a proposed amendment to the Securities and Exchange Act to enhance flexibility in operation of associations related to securities business

penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8842

Investor Alert : Max Online Limited

Max Online Limited : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1818&CaseYY=2567

Investor Alert : Line "AMAZON ONLINE"

Line "AMAZON ONLINE" : Unlicensed securities and derivatives business (Disclosure Date : 21/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3609&CaseYY=2568

Online Fund Approval and Management System (OFAM)

Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/ofam/OFAMLogin.aspx

Investor Alert : Facebook page Online Stock Trading

Facebook page Online Stock Trading : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=064&CaseYY=2565

Investor Alert : Line ชื่อ HSH Gold Online

Line ชื่อ HSH Gold Online : Unlicensed securities and derivatives business (Disclosure Date : 10/11/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=353&CaseYY=2566

Investor Alert : Facebook Page ชื่อ Trade online

Facebook Page ชื่อ Trade online : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=477&CaseYY=2566

Investor Alert : Facebook page ชื่อ Amata online

Facebook page ชื่อ Amata online : Unlicensed securities and derivatives business (Disclosure Date : 31/07/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=146&CaseYY=2566

Online Registration and Approval System (ORAP)

Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System ท่านยังไม่ได้ Register กรุณากรอกข้อมูลเพื่อลงทะเบียน กรุณากรอกข้อมูลเพื่อลงทะเบียน ประเภทบัตร

https://market.sec.or.th/ORAP/Authen/PersonRegister.aspx