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คำที่มีความหมายหรือสะกดใกล้เคียง : ongong , outgoing , Records , Archives

1 - 10 of 670 results

SEC sanctions four capital market personnel for incomplete trading order records

Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5315

SEC Thailand’s public hearing on proposed amendment to regulations regarding digital asset business operator’s records keeping.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=990

SEC files a criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6914

SEC completes 15 projects under the regulatory guillotine scheme, continues ongoing work in the pipeline

burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8759

SEC public hearing on draft amendments to the ongoing capital requirement rules

Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6835

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. CHATPONG WATANAJIRAJ Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000053387

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname น.ส. ชยุดา เจียรวนนท์ Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000084178

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. SIRIKHUN TRIWITTAYAKHUN Approval Type of approval Effective date Expiry date No records

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143471

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. CHANAKUNT CHAIWATTANAWASU Approval Type of approval Effective date Expiry date No records

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143473

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Miss ATIKAN NIMMANTERDWONG Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143474