นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาพิเศษ ในงานเปิดตัว “TRIS Rating Green Bond Verification Service” จัดโดยบริษัท ทริสเรทติ้ง
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
” means a trust certificate representing the rights of its holder as the beneficiary of the trust; “trust” means an infrastructure trust; “high net worth investor” means a person who meets one of the
million or 19.63 percent from the previous quarter, due mainly to declines in net premiums earned, revenue from capital market products as a result of one-time sales of securities, and dividend income
suitability for investment and the relevant risk exposure. If you are in any doubt as to the action you should take, you should consult your legal, financial, tax, or other professional adviser. A copy of this
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
(56-1 One report). Moreover, there will be a forum for exchange of opinions called CEO Dialogue which intended to create a policy commitment of the board of directors and executives on cultivating
Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to
instruction of the SEC, such kind of debt could not be legally recorded in the financial statement in accordance with the applicable accounting standards. In addition, one of the appointed legal advisor was
, including loans for small and micro businesses, KBank deploys credit scoring as a credit approval tool, focusing on verification of income and liability information of each customer. KBank has also focused