Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
the source of this cash withdrawal transaction. As a result, Mr. Pattarawut Thunyajaroen was able to complete the fraudulent acts. The act of {C} constitutes a failure to reasonably check and monitor
same period of the year 2019. It consists of construction revenues in the amount of Baht 27.20 million and other revenues in the amount of Baht 0.13 million. It is a result from the only one construction
taken the corporate governance course, he or she must complete the course within one year from the effective date of the regulations; (3) Business operations standards: Requiring DA operators to
for clarification in the notifying letter which shall not be less than fourteen days but not more than twenty-one days; (b) complete the consideration of the application for approval within sixty days
, which under installation and expected to be completed in fourth quarter of 2019 and another one will be complete in 2020. 5.4 Hi Health Care Center Company Limited, operated medical service and medical
shall propose to the SEC for consideration of approval. The SEC shall complete the consideration within one hundred and eighty days from the date on which the SEC Office receives the application together
applicant for a license under regulatory sandbox and shall propose to the SEC for consideration of approval. The SEC shall complete the consideration within one hundred and eighty days from the date on which
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities