Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
first paragraph is a commercial bank under the law on financial institution business, a life insurance company under the law on life insurance, or a financial institution established under a specific law
Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “trust” means an infrastructure trust established
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
trust units. Clause 4 There shall be the following additional definitions: “mutual fund” means a property fund and infrastructure fund; “property fund” means property funds established pursuant to the
exchange” means the derivatives exchange established under the Derivatives Act B.E. 2546 (2003). “derivatives clearing house” means the derivatives clearing house established under the Derivatives Act B.E
meet the following criteria in order to comply with the governance of information technology of the intermediary established under Clause 5: 6 (1) policy on the governance of information technology shall
governance meet the following criteria in order to comply with the governance of information technology of the intermediary established under Clause 5: (1) policy on the governance of information technology