Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows:             (1)  Rules that carry the material context similar to that state...

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

://172.19.1.196:8983/solr/secweb/select?q=digital ownership OR "digital ownership" OR "electronic ownership" OR "electronic possession" OR "virtual ownership" OR "virtual possession"&wt=json&indent=true&facet=true

Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries

Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

/select?q=electrical ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR "electronic possession"&wt=json&indent=true&facet=true&facet.field

เพิ่มเติม >> เอกสาร ทุกประเภท เอกสาร aspx ( 22 ) http://172.19.1.196:8983/solr/secweb/select?q=electrical ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR

___________________________________ By virtue of Clause 3(4) of the Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining an Approval and Granting to Perform Trust Business

Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities