unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.The SEC has been monitoring and observing events or exhibitions involving booth setups related

caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions

duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following:    (1) Suspend all types of business operations until the minimum

Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/04/2002

Reporting Person : - | Type of securities : - | Date of reporting obligation : 31/12/2003

Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/12/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/12/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 29/12/2006

Reporting Person : - | Type of securities : - | Date of reporting obligation : 28/12/2007