Understanding (MOU) on Expedited Review Framework for Secondary Listings.The Expedited Review Framework is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The

, and venture capital firms, on 19 December 2019. Methods for fund mobilization and trading of shares of SMEs and startups on secondary markets were discussed. Conclusions from said discussion are as

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise their rights of voting for the units they hold beyond the one-third rule. In addition, business opera...

and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the

to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification

criteria for the trading of shares by SMEs and startups on secondary markets. It expects to allow investors on secondary markets, who have knowledge and understanding of SMEs and startups, to invest and

 Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch

ก.ล.ต. มีแนวคิดที่จะแก้ไขหลักเกณฑ์รองรับบริษัทต่างประเทศที่จดทะเบียนในตลาดหลักทรัพย์ต่างประเทศอยู่แล้ว และจะมาเสนอขายหลักทรัพย์ในไทยโดยจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยด้วย (secondary listing