Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise their rights of voting for the units they hold beyond the one-third rule. In addition, business opera...

and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the

to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of Complaint Center, joined a panel discussion on the topic, “Creating a

financially. Everyone is invited to visit SEC booth at Money Expo Bangkok 2015 presented under the theme ?Creating a beautiful life?. At the SEC booth, visitors will experience and learn of financial knowledge

The Securities and Exchange Commission (SEC) participated in the seminar titled "Business and Human Rights: Creating Opportunities for Thai Companies to Grow Sustainably," as part of the Bangkok