Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise their rights of voting for the units they hold beyond the one-third rule. In addition, business opera...

and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the

to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification

Microsoft Word - Tor Jor 63-2561 Baht Bond 111261 (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

bonds. The SEC has therefore amended the governing rules with the following key points:    (1)  Specifying NC bond as a high-risk or complex capital market product;    (2)  Requiring the offering of NC

. Accordingly, the SEC is inviting public comments on the draft notifications relating to the criteria on the use of proceeds, with the key elements summarized as follows: (1) Amendments to the issuer eligibility

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 30/08/2013 - 30/08/2013

BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/03/2023 - 28/03/2023