Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that BLA’s operating net loss of 880.59 million baht significantly
the project would not go as planned where investment proceeds increase while income does not, the net cash flow will be negative. In this regard, the SEC advises CWT shareholders to carefully study the
, he obtained information on negative operating results, causing the company to have 37.65 million baht of net loss in Q1/2010 or 179.95 percent decrease when comparing to 47.09 million baht of net
from sales of goods and rendering of services in Q2/2020 was recorded at Baht 485 million, lower 11% Y-O-Y or Baht 63 million from a year earlier, largely attributed to the negative impact of Covid-19
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
Amount Percent 30 Sep 17 30 Sep 18 Amount Percent Branded products by our own manufacture 1/ 1,605 1,609 4 0.2 4,511 4,410 (101) (2.2) Branded products by 3 rd party's manufacture 2/ 241 176 (65) (26.9
information material to negative changes in the price of STARK's share to commit offense in using Miss Yosabavorn Amarit's securities trading account to sell STARK shares on February 2023 before STARK