Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market...
information material to negative changes in the price of STARK's share to commit offense in using Miss Yosabavorn Amarit's securities trading account to sell STARK shares on February 2023 before STARK
;)) colluded with others used an inside information material to negative changes in the price of STARK's share to commit offense in using Miss Yosabavorn Amarit's securities trading account to sell
Miss Yosabavorn Amarit Miss Yosabavorn Amarit colluded with others used an inside information material to negative changes in the price of Stark Corporation Public Company Limited ("STARK"
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might
materiality. TRIS informed RML that TRIS downgraded the RML credit rating to "BB+" (Double B Plus) from "BBB-" (Triple B Minus) and the rating outlook is revised to "Negative" from
Ms. Lapat-orn Gajaseni Ms. Lapat-orn Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about
Mr. Sahadchai Gajaseni Mr. Sahadchai Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about