unitholders or may cause the unitholders to lose benefits that they are entitled to. Moreover, The persons performing the duty must give opinions relating to seeking a unitholders’ resolution to provide the
has announced a list of securities subject to Cash Balance Rule, respectively. With a view to facilitating all stakeholders, the SEC and the SET agreed to provide the information for monitoring purpose
ได้เข้าร่วมประชุม MMoU/EMMoU Monitoring Group ซึ่งมีการรายงานการแลกเปลี่ยนข้อมูลของสมาชิกภายใต้กรอบความร่วมมือของ IOSCO และความคืบหน้าในการจัดการประเด็นต่าง ๆ รวมถึงการให้การสนับสนุนสมาชิกจาก IOSCO ใน
The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
The Securities and Exchange Commission (SEC) organized the Campaign on Campus Initiative under the theme, "The Path to a Million: Investment Portfolios in the AI Era." The campaign aimed to equip Thammasat University students with financial and investment knowledge, preparing them to become capable investors in the future.The event featured expert speakers who provided insightful lectures and inspired participants to begin their investment journeys. Key topics included “Three Keys Factors of Val...
The Securities and Exchange Commission (SEC), in collaboration with representatives from the National Saving Fund (NSF), provided financial literacy lectures titled “Saving and Welfare for Thais and Investment for Gen Z” to approximately 500 students at Suan Sunandha Rajabhat University, Nakhon Pathom Campus. The session focused on the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), the 5 Don’ts of Investment, and key information to review before making investment decisions. The e...
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), provided financial literacy lectures to students titled “Creating Understanding of Financial Management and Deposit Protection.” This initiative aimed to enhance the understanding of the SEC’s roles as well as financial planning and goal setting, and to raise awareness of investment scams. These lectures focused on SMART principles (Specific,...
SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily