Bangkok, 6 October 2016 ? The SEC has banned eight directors and executives of Nation Multimedia Group Public Company Limited (NMG) for having improper characteristics as specified in the SEC

Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions

expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each.  Apart from the civil sanction, the SEC is questioning

Bangkok, August 27, 2010 ? The SEC today filed a criminal complaint with the Department of Special Investigation against two former executives of International Engineering Plc. (IEC) for

Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางพรอนงค์ บุษราตระกูล เลขาธิการ พร้อมคณะผู้บริหาร ให้การต้อนรับคณะผู้แทนจาก Monetary Authority of Singapore (MAS) นำโดย Mr. Sopnendu

sellers who have benefited more than they should have (in cases where they still have a sufficient number of units at the time of compensation);   (2)  To increase flexibility for AMCs to pay monetary

were required to pay a civil monetary penalty, return the benefits received from committing the offense, a  bar from serving as directors or executives in securities issuing companies or securities