SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางพรอนงค์ บุษราตระกูล เลขาธิการ พร้อมคณะผู้บริหาร ให้การต้อนรับคณะผู้แทนจาก Monetary Authority of Singapore (MAS) นำโดย Mr. Sopnendu
sellers who have benefited more than they should have (in cases where they still have a sufficient number of units at the time of compensation); (2) To increase flexibility for AMCs to pay monetary
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
Mr.Boonchoke Thiratarakorn . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
Mr. Booncherd Santudpanich . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
Mr. Suwit Jiraphongtrakul . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
Mrs. Wanna Sittisirinukul . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
Mr. Preyatada Buranaworakhun . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty