SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
follows : - a civil monetary penalty of 2,000,000.00 Baht - a reimbursement of investigative expenses in an amount of 62,039.00 Baht
; - a reimbursement of investigative expenses in an amount of 230,682.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 19/11/2024
- a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed to comply with civil sanctions determined by the Civil Sanction
; - a civil monetary penalty of 500,000.00 Baht - a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed
amount equal to the benefit received or that should have been received, and a reimbursement of investigative expenses incurred by the SEC, totaling 5,379,046 baht, and shall be prohibited from trading
penalty, a compensation for the benefit received or would have been received, and a reimbursement of the investigative expenses incurred by the SEC in the total amount of 32,761,239 baht. Additionally, Pasu
; - a reimbursement of investigative expenses in an amount of 125,197.00 Baht SEC Act (the fifth amendment) Section 242(1) in conjunction with section 315 Civil Action Dated 06/11/2025