SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
selling scams have caused material damage to many people, totaling over one hundred billion baht. The meeting took place at the MDES Building on 21 August 2023.
well-received, many intermediaries have expressed their interest and many of them, which are 106 companies or 81 percent of the total intermediaries, already applied for this project. At the present
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
guideline for consideration of any problematic issues which many arise from the enforcement of this Act.
Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or paper form. In many cases this will result in their https