Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate Governance Center. Assistant Secretary-General Waratchya Srimachand is the Head of this Division. ...
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
effectiveness and compliance schedule etc. and modify procedure or compliance guideline up to date. [M] o Determining a computer operation comply via menu and limit the operation by using command line as
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
Bangkok, September 25, 2014 ? The SEC, the Thai Listed Companies Association (TLCA) and mai Listed Companies Association (maiA) co-support the Territorial Defense Command?s ?Territorial Defense
change the chain of command to bring about more comprehensive and clear situation awareness while the executive reshuffle will also be undertaken. The restructuring will become effective as from August 1
Assistant Secretary-General in 2011.Meanwhile, the SEC Board approved changes in the line of command, effective from October 1, 2014. (see the organization chart: http://www.sec.or.th/EN/AboutUs/Pages
ก.ล.ต. เป็นหนึ่งในหน่วยงานร่วมขับเคลื่อนศูนย์บริหารเหตุการณ์แก๊งคอลเซ็นเตอร์ และค้ามนุษย์นานาชาติ (International Anti-Scam and Human Trafficking Syndicate Command Center) หรือ "ศูนย์ War Room" ร่วมกับ