legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer

obligated to notify the modification of URBNPF mutual fund to the SEC office within February 18, 2023. But KKPAM notified this modification to the SEC office on May 31, 2023. SEC Act S.129 Settlement

whether their interests will be recorded via a book-entry system. 4. Indicate the total nominal amount, the individual face value, the interest to be paid during the life of the debt securities, and the

less than 33 percent of the principal of the bond at the face value per unit as of the issuance date;        Agenda item 3: Consideration for approval of an amendment to the terms and conditions to allow

offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP.  The revised regulations to become

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.

In face of the changing environment, such as technological development, volatility of the global financial and capital markets, impacts of the COVID-19 pandemic, and investors’ changing behaviors

Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds  to both SEC and BOT on a monthly basis. In order

principles into their business practice in order to create sustainable value in the face of external uncertainties. In this regard, SEC, SET, IOD and Thai Listed Companies Association are ready to assist and