prospectus to ensure that investors would receive sufficient and appropriate information for their decision making without the misunderstanding that a term fund is a cash deposit in a commercial bank and

significant misunderstanding about any information related to THG in a manner likely to affect the price of securities or investment decisions regarding the securities, in violation of Section 240 of the

, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the account owner. Meanwhile, {C} took trading orders from an unthorized person.  {B}'s

from a person who was not the owner of the account without any written authorization, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the

with truth in all respect. It is created with prudence and caution concerning to the benefits of shareholder at most. This Information Memorandum is created on the purpose of information distribution

concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of

means a digital asset having any of the following characteristics: (1)  Digital asset created with the objective of concealing information on the transferor, the transferee and the transfer volume; (2

Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting

. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc

, lectured on the SEC’s supervisory approach in 2024, as well as key principles from the risk management handbook and expectations for significant systems of securities companies, created by the SEC and