Facebook page "The Trading Mindset" : Unlicensed securities and derivatives business (Disclosure Date : 12/11/2025)
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Facebook อ้างชื่อ The Trading Mindset - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 12/11/2568)
) Investment Mindset and Strategies: Building a positive mindset and attitudes towards digital asset investment to reduce risks as well as introducing the use of basic tools for technical analysis. Once
} and {B}, two securities investment consultants, and {D}, a capital market investment consultant, failed to completely record a client's securities trading orders. Furthermore, the second investigation
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเป็นวิทยากรในกิจกรรมการเรียนรู้เชิงปฏิบัติการ ภายใต้หัวข้อ “เปิดโลกการลงทุน : จาก Mindset สู่การปฏิบัติจริง” ให้กับนักศึกษาคณะ
Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s
result, sales expenses was higher than the same quarter in 2016 at Baht 11.16 million. Advance Prefab Co., Ltd., the precast concrete products manufacturer, completely established its plant and has started
data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and
) amount -5.56 Million Baht compare with the same period (Q.2) for the previous year amount -2.97 Million Baht. As the company has completely changed the licensee agreement for Protective Coating technology