Complex Type 2 Investment Consultant

A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was initiated. This project encourages both existing and new business operators to provide more...

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 15/11/2016 - 21/11/2016

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 25/03/2022 - 01/04/2022

derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid

EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 14/11/2016 - 18/11/2016

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 15/11/2016 - 22/11/2016

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 16/03/2016 - 22/03/2016

and continuous audit work for listed companies in compliance with stricter professional standards.   The SEC is therefore reviewing related regulations* and proposing the requirement of a minimum of

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of