Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of conflicts of interest of asset management
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดเสวนาออนไลน์ หัวข้อ “Fraud : Prevention and Detection” เพื่อส่งเสริมให้ผู้ที่เกี่ยวข้องกับระบบการรายงานทางการเงินทำหน้าที่ของตนในการ
Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The
importance of integrated cooperation and supporting effective law enforcement, as well as promoting awareness of corruption prevention and measures to prevent bribery of public officials, in accordance with
baht to support the 2024 Automated Telemetry Station Maintenance Project. This contribution aims to assist communities in disaster prevention, monitoring, and preparedness to effectively respond to
their risk tolerance. The lecture also covered investment scam prevention and the SEC’s roles. The event was held on 30 January 2024, at the RUS, Suphan Buri Campus.
eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
derivatives (contract), derivatives business, derivatives exchange, derivatives clearing house, regulatory association of derivatives business operators and prevention of unfair derivatives trading practices
governance principles based on CG Code, the prevention of unfair securities trading practices, and the supervision of digital assets. The training aimed to enhance understanding of roles and responsibilities