, said: ?Annual report and other reports such as quarterly financial statements and management discussion and analysis (MD&A) are a good source of material information on listed companies. The annual
The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25
liable to the offenses under the Securities and Exchange Act B.E. 2535 (1992)(SEA), as summarized below: 1. Concealing material facts regarding the interim dividend payment before the IPO, which should
conducted by the SEC reveals that in the minutes of the Board of Directors’ Meeting, and information disclosed by EARTH, via the information disclosure system of the Stock Exchange of Thailand on several
shareholders not having sufficient material information to make informed voting decisions on the relevant agenda items. Accordingly, pursuant to Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992
material information that may affect the rights and interests of shareholders or investors’ investment decision making. However, ACC has not yet accurately and completely disclosed such information, which
Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings: (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the
venture.These disputes are material information related to ALL’s financial position and business operations, which could significantly affect the company’s business. Therefore, ALL was obligated to disclose