In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
factor (PLF) increased 0.7 percentage point from 2018 - reached a new highest record of 82.6 percent. (Source: International Air Transport Association). Thailand tourism industry in the fourth quarter of
decreased by 14 million baht mainly from invests in current investments-marketable securities and dividend was received from the other long-term investments , compared to the third quarter of the previous
sale of current investments-marketable securities and dividend income, compared to the previous year. - The income tax expenses was decreased from the previous year amount of Baht 11 million in the same
than the previous year. And also from loss on investments in marketable securities, representing a total loss increase of 21 million baht, comparing to same period of last year. It is the transaction of