SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market

burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for

become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long

before market opened or closed, consequently misleading the public regarding the price or trading volumes of PK stocks and demonstrating the intention to make the price or trading volumes of the stock

orders before market opened or closed, consequently misleading the public regarding the price or trading volumes of PROS stocks and demonstrating the intention to make the price or trading volumes of the

The Securities and Exchange Commission (SEC), represented by Mr. Anek Yooyuen, Deputy Secretary-General, along with the Management Team, participated in the opening ceremony of Money Expo 2024

to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for

Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave

Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment

submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had